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Trusted by 1000+ entrepreneurs across India

Our Services

SEBI Compliance Advisory

Raise capital or raise problems — SEBI compliance decides.

100% Compliant

Regulatory Coverage

Zero Penalty Risk

Expert Handling

Listed & Unlisted

Client Coverage

What is SEBI Compliance Advisory?

SEBI (Securities and Exchange Board of India) regulates capital markets and ensures transparency, investor protection, and fair practices across listed entities and market participants.

Companies and intermediaries must comply with various SEBI regulations such as LODR (Listing Obligations and Disclosure Requirements), PIT (Prohibition of Insider Trading), and SAST (Substantial Acquisition of Shares and Takeovers).

Our SEBI compliance advisory services are designed to help businesses navigate complex regulatory frameworks, avoid penalties, and maintain strong governance standards while focusing on strategic growth and investor confidence.

How It Works

Our step-by-step process ensures a smooth, transparent experience from start to finish.

01

Compliance Assessment

Evaluate current compliance status and identify gaps.

02

Regulatory Mapping

Identify applicable SEBI regulations and requirements.

03

Documentation & Filings

Prepare and submit required disclosures and filings.

04

Advisory & Implementation

Implement compliance frameworks and policies.

05

Ongoing Monitoring

Ensure continuous compliance and updates.

06

Representation & Support

Handle notices, queries, and regulatory interactions.

Documents Required

  • Certificate of Incorporation
  • PAN & Company Details
  • Shareholding Pattern
  • Financial Statements
  • Board & Committee Details
  • Existing SEBI Filings / Disclosures
  • Policies (if any – Insider Trading, Code of Conduct, etc.)

Timeline & Turnaround

Compliance Review & Setup7–15 Days
Filings & ImplementationOngoing
Regulatory SupportAs required
Expert Advisor

Ready to Get Started?

Book a free consultation — our expert will call you within 24 hours.

Frequently Asked Questions

What is SEBI compliance?
SEBI compliance involves adhering to regulations issued by the Securities and Exchange Board of India for listed companies and market participants.
Who needs SEBI compliance services?
Listed companies, intermediaries, startups planning IPOs, and investors dealing in securities.
What are LODR regulations?
LODR governs disclosure and compliance requirements for listed entities.
What is insider trading compliance (PIT)?
It involves regulations to prevent misuse of unpublished price-sensitive information.
Can non-listed companies require SEBI advisory?
Yes, especially if they are planning fundraising, IPOs, or dealing with securities.